Thursday, April 28, 2011
E. E. Doc Smith
Edward Elmer Smith, Ph.D., also, E. E. Smith, E. E. "Doc" Smith, Doc Smith, "Skylark" Smith, and (to family) Ted (May 2, 1890 – August 31, 1965) was a food engineer (specializing in doughnut and pastry mixes) and early science fiction author who wrote the Lensman series and the Skylark series, among others. He is sometimes referred to as the father of space opera.
Family and education:
Edward Elmer Smith was born in Sheboygan, Wisconsin on May 2, 1890 to Fred Jay Smith and Caroline Mills Smith, both staunch Presbyterians of British ancestry. His mother was a teacher born in Michigan in February 1855; his father was a sailor, born in Maine in January 1855 to an English father.
They moved to Spokane, Washington the winter after Edward Elmer was born, where Mr. Smith was working as a contractor in 1900. In 1902 the family moved to Seneaquoteen, near the Pend Oreille River, in Kootenai County, Idaho. He had four siblings, Rachel M. born September 1882, Daniel M. born January 1884, Mary Elizabeth born February 1886 (all of whom were born in Michigan), and Walter E. born July 1891 in Washington.
In 1910, Fred and Caroline Smith and their son Walter were living in the Markham Precinct of Bonner County, Idaho; Fred is listed in census records as a farmer.
Smith worked primarily as a manual laborer until he injured his wrist, at the age of 19, while escaping from a fire. He attended the University of Idaho. He was installed in the 1984 Class of the University of Idaho Alumni Hall of Fame. He entered its prep school in 1907, and graduated with two degrees in Chemical Engineering in 1914. He was president of the Chemistry Club, the Chess Club, and the Mandolin and Guitar Club, and captain of the Drill and Rifle Team; he also sang the bass lead in Gilbert and Sullivan operettas.
His undergraduate thesis was Some Clays of Idaho, co-written with classmate Chester Fowler Smith, who died in California of tuberculosis the following year, after taking a teaching fellowship at Berkeley. It is not known whether the two were related.
On October 5, 1915, in Boise, Idaho he married Jeanne Craig MacDougall, the sister of his college roommate, Allen Scott (Scotty) MacDougall. (Her sister was named Clarissa MacLean MacDougall; the heroine of the Lensman novels would later be named Clarissa MacDougall.) Jeanne MacDougall was born in Glasgow, Scotland; her parents were Donald Scott MacDougall, a violinist, and Jessica Craig MacLean. Her father had moved to Boise, Idaho when the children were young, and later sent for his family; he died while they were en route in 1905. Jeanne's mother, who remarried businessman and retired politician John F. Kessler in 1914 worked at, and later owned, a boarding house on Ridenbaugh Street.
The Smiths had three children:
Roderick N., born June 3, 1918 in the District of Columbia (employed as a design engineer at Lockheed Aircraft).
Verna Jean (later Verna Smith Trestrail), born August 25, 1920 in Michigan, his literary executor until her death in 1994. (Her son Kim Trestrail is now the executor.) Robert A. Heinlein in part dedicated his 1982 novel Friday to Verna.
Clarissa M. (later Clarissa Wilcox), born December 13, 1921 in Michigan.
Early chemical career and the beginning of Skylark:
After college, Smith was a junior chemist for the National Bureau of Standards in Washington, D.C., developing standards for butter and for oysters. Smith may have served as a lieutenant in the U.S. Army during World War I, but in what capacity is not known. Smith apparently requested exemption from the draft, partly because his wife was solely dependent on him, and partly perhaps because of his service as a civilian chemist in the war effort.
On one evening in 1915, the Smiths were with visiting his former classmate from the University of Idaho, Dr. Carl Garby, who had also moved to Washington, D.C. They lived near the Smiths in the Seaton Place Apartments in Washington with his wife, Lee Hawkins Garby. A long discussion about journeys into outer space ensued. Then, it was suggested to Smith that he should write down his ideas and speculations as a story about interstellar travel. Although he was interested, Smith thought that some amount of romantic elements would be required as well—a task that he found himself uncomfortable with.
Mrs. Garby then made an offer to take care of the love interest and the romantic dialogue, and Smith decided to give it a try. The sources of inspirations for the main characters in the novel were themselves. The "Seatons" were based on the Smiths while the "Cranes" were drawn from the Garbys. About one-third of The Skylark of Space was completed by the end of 1916, when Smith and Garby gradually abandoned work on it.
Smith earned his master's degree in chemistry from the George Washington University in 1917, studying under Dr. Charles E. Munroe. Smith completed his Ph.D. in chemical engineering, in 1918, emphasizing food engineering with a thesis entitled The effect of bleaching with oxides of nitrogen upon the baking quality and commercial value of wheat flour, which was published in 1919. Warner and Fleischer instead give the thesis title as The Effect of the Oxides of Nitrogen upon the Carotin Molecule — C40H56, which is difficult to explain. Sam Moskowitz instead gives the date of the degree as 1919, which may reflect the differences between the thesis submission date, its defense date, and the degree certification date.
In 1919 Dr. Smith was hired as chief chemist for F. W. Stock & Sons of Hillsdale, Michigan, at one time the largest family-owned mill east of the Mississippi, working on doughnut mixes.
Late in 1919, after moving to Michigan, one evening Smith was baby-sitting (presumably for Roderick) while his wife attended a movie; he resumed work on The Skylark of Space, finishing it in the spring of 1920. He submitted it to many book publishers and magazines, spending more in postage than he would eventually receive for its publication. He received an encouraging rejection letter from Bob Davis, editor of Argosy, in 1922, saying that he liked the novel personally, but that it was too far out for his readers.
(According to Warner, but no other source, Dr. Smith began work on the sequel, Skylark III, before the first book was accepted.) Finally, upon seeing the April 1927 issue of Amazing Stories, he submitted it to the magazine; it was accepted, initially for $75, later raised to $125. It was published in the August–October 1928 issues. It was such a success that managing editor T. O'Conor Sloane requested a sequel before the second installment had been published.
Mrs. Garby was not interested in collaborating further, so Dr. Smith began work on Skylark Three on his own. It was published in the August through October 1930 issues of Amazing. (In 1930 the Smiths were living in Michigan, at 33 Rippon Avenue in Hillsdale.) This was as far as he had planned to take the Skylark series; it was praised in Amazing's letter column,] and he was paid 3/4¢ per word, surpassing Amazing's previous record of half a cent.
The early 1930s: between Skylark and Lensman:
Dr. Smith then began work on what he intended as a new series, starting with Spacehounds of IPC, which he finished in the autumn of 1930. In this novel he took pains to avoid the scientific impossibilities which had bothered some readers of the Skylark novels.
Even in 1938, after he had written Galactic Patrol, Dr. Smith considered it his finest work; he later said of it, "This was really scientific fiction; not, like the Skylarks, pseudo-science"; and even at the end of his career he considered it his only work of true science fiction.
It was published in the July through September 1931 issues of Amazing, but with unauthorized changes by Sloane. Fan letters in the magazine complained about the novel's containment within the solar system, and Sloane sided with the readers. So when Harry Bates, editor of Astounding Stories, offered Smith 2¢/word—payable on publication—for his next story, he agreed; this meant that it could not be a sequel to Spacehounds.
This book would be Triplanetary, "in which scientific detail would not be bothered about, and in which his imagination would run riot." Indeed, characters within the story point out its psychological and scientific implausibilities, and sometimes even seem to suggest self-parody. At other times they are conspicuously silent about obvious implausibilities.
The January 1933 issue of Astounding announced that Triplanetary would appear in the March issue, and that issue's cover illustrated a scene from the story, but Astounding's financial difficulties prevented the story from appearing. Dr. Smith then submitted the manuscript to Wonder Stories, whose editor, Charles D. Hornig, rejected it, later boasting about the rejection in a fanzine. He finally submitted it to Amazing, which published it beginning in January 1934, but for only half a cent a word. Shortly after it was accepted, F. Orlin Tremaine, the new editor of the revived Astounding, offered one cent a word for Triplanetary; when he learned that he was too late, he suggested a third Skylark novel instead.
In the winter of 1933-4 Dr. Smith worked on The Skylark of Valeron, but he felt that the story was getting out of control; he sent his first draft to Tremaine, with a distraught note asking for suggestions. Tremaine accepted the rough draft for $850, and announced it in the June 1934 issue, with a full-page editorial and a three-quarter page advertisement. The novel was published in the August 1934 through February 1935 issues. Astounding's circulation rose by 10,000 for the first issue, and its two main competitors, Amazing and Wonder Stories fell into financial difficulties, both skipping issues within a year.
The Lensman series
In January 1936, a time period where he was already an established science fiction writer, he took a job for salary plus profit-sharing, as a food technologist (a cereal chemist) at the Dawn Doughnut Company of Jackson, Michigan. This initially entailed almost a year's worth of eighteen-hour days and seven-day workweeks. Individuals who knew Dr. Smith confirmed that he had a role in developing mixes for doughnuts and other pastries, but the contention that he developed the first process for making powdered sugar adhere to doughnuts cannot be substantiated. Dr. Smith was reportedly dislocated from his job at Dawn Doughnuts due to pre-war rationing in early 1940.
Dr. Smith had been contemplating writing a "space-police novel" since early 1927; once he had "the Lensmen's universe fairly well set up", he reviewed his science fiction collection for "cops-and-robbers" stories. He cites Clinton Constantinescue's "War of the Universe" as a negative example, and Starzl and Williamson as positive ones. Tremaine responded extremely positively to a brief description of the idea.
Once Dawn Doughnuts became profitable in late 1936, Dr. Smith wrote an eighty-five page outline for what became the four core Lensman novels; in early 1937 Tremaine committed to buying them.
Segmenting the story into four novels required considerable effort to avoid dangling loose ends; Dr. Smith cites Edgar Rice Burroughs as a negative example. After the outline was complete, he wrote a more detailed outline of Galactic Patrol, plus a detailed graph of its structure, with "peaks of emotional intensity and the valleys of characterization and background material." He notes, however, that he was never able to follow any of his outlines at all closely, as the "characters get away from me and do exactly as they damn please."
After completing the rough draft of Galactic Patrol, he wrote the concluding chapter of the last book in the series, Children of the Lens. Galactic Patrol was published in the September 1937 through February 1938 issues of Astounding; unlike the revised book edition, it was not set in the same universe as Triplanetary.
Gray Lensman, the second book in the series, appeared in Astounding's October 1939 through January 1940 issues. (Note that the frequent British spelling "grey" is simply a recurrent mistake, starting with the cover of the first installment; Moskowitz's usage, "The Grey Lensman", is even harder to justify.) Gray Lensman (and its cover illustration) was extremely well received. Campbell's editorial in the December issue suggested that the October issue was the best issue of Astounding ever, and Gray Lensman was first place in the Analytical Laboratory statistics "by a lightyear", with three runners-up in a distant tie for third place. The cover was also praised by readers in Brass Tacks, and Campbell noted, "We got a letter from E. E. Smith saying he and Hubert Rogers agreed on how Kinnison looked."]
Dr. Smith was the guest of honor at Chicon I, the second World Science Fiction Convention, held in Chicago over Labor Day weekend 1940, giving a speech on the importance of science fiction fandom entitled "What Does This Convention Mean?" He attended the convention's masquerade as C.L. Moore's Northwest Smith, and met fans living near him in Michigan, who would later form the Galactic Roamers, which previewed and advised him on his future work.]
Dr. Smith worked for the US Army between 1941 and 1945. An extended segment in the novel version of Triplanetary, set during World War II, suggests intimate familiarity with explosives and munitions manufacturing. Some biographers cite as fact that, just as Smith's protagonist in this segment lost his job over failure to approve sub-standard munitions, Smith did as well. Smith began work for the J. W. Allen Company (a manufacturer of doughnut and frosting mixes) in 1946 and worked for them until his professional retirement in 1957.]
Retirement and late writing:
After Dr. Smith retired, he and his wife lived in Clearwater, Florida, in the fall and winter, driving the smaller of their two trailers to Seaside, Oregon, each April, often stopping at science fiction conventions on the way. (Dr. Smith did not like to fly.)
In 1963, he was presented the inaugural First Fandom Hall of Fame award at the 21st World Science Fiction Convention in Washington, D.C.] Some of his biography is captured in an essay by Robert A. Heinlein, which was reprinted in the collection Expanded Universe in 1980. There is a more detailed, although allegedly error-ridden, biography in Sam Moskowitz's Seekers of Tomorrow.
Robert A. Heinlein and Dr. Smith were friends. (Heinlein dedicated his 1958 novel Methuselah's Children "To Edward E. Smith, Ph.D.") Heinlein reported that E. E. Smith perhaps took his "unrealistic" heroes from life, citing as an example the extreme competence of the hero of Spacehounds of IPC. He reported that E. E. Smith was a large, blond, athletic, very intelligent, very gallant man, married to a remarkably beautiful, intelligent red-haired woman named MacDougal (thus perhaps the prototypes of 'Kimball Kinnison' and 'Clarissa MacDougal'). In Heinlein's essay, he reports that he began to suspect Smith might be a sort of "superman" when he asked Dr. Smith for help in purchasing a car. Smith tested the car by driving it on a back road at illegally high speeds with their heads pressed tightly against the roof columns to listen for chassis squeaks by bone conduction—a process apparently improvised on the spot.
In his non-series novels written after his professional retirement, Galaxy Primes, Subspace Explorers, and Subspace Encounter, E. E. Smith explores themes of telepathy and other mental abilities collectively called "psionics", and of the conflict between libertarian and socialistic/communistic influences in the colonization of other planets.
Dr. Smith wrote a novelette entitled "Lord Tedric", published in Other Worlds in 1952, and which was almost completely forgotten.
Much later, 13 years after Dr. Smith's death, Gordon Eklund published another novel of the same name about the same fictional character, introducing it as "a new series conceived by E. E. 'Doc' Smith". Eklund later went on to publish the other novels in the series, one or two under the pseudonym "E. E. 'Doc' Smith" or "E. E. Smith". The protagonist possesses similar heroic qualities common to the heroes in Dr. Smith's original novels and can communicate with an extra-dimensional race of beings known as The Scientists, whose archenemy is Fra Villion, a mysterious character described as a dark knight, skilled in whip-sword combat, and evil genius behind the creation of a planetoid-sized "iron sphere" armed with a weapon capable of destroying planets. As a result, Dr. Smith is believed by many to be the unacknowledged progenitor of themes that would appear in Star Wars.
Smith's novels are generally considered to be the classic space operas, and he is sometimes called the "first nova" of twentieth century science fiction.
Dr. Smith expressed a preference for inventing fictional technologies that were not strictly impossible (so far as the science of the day was aware) but highly unlikely: "the more highly improbable a concept is—short of being contrary to mathematics whose fundamental operations involve no neglect of infinitesimals—the better I like it" was his phrase.
Extending the Lensman universe:
Vortex Blasters (also known as Masters of the Vortex) is set in the same universe as the Lensman novels. It is an extension to the main storyline which takes place between Second Stage Lensmen and Children of the Lens, and introduces a different type of psionics from that used by the Lensmen. Spacehounds of IPC is not a part of the series, despite occasional erroneous statements to the contrary. (It is listed as a novel in the series in some paperback editions of the 1970s.)
Robert A. Heinlein reported that Smith had planned a seventh Lensman novel, set after the events described in Children of the Lens, which was unpublishable at that time (the early 1960s).
Smith told Heinlein that the new novel proceeded inexorably from unresolved matters in Children, a statement easily supported by a careful reading of Children. Careful searches by people who knew Smith well (including Frederik Pohl, Smith's editor, and Verna Smith Trestrail, Smith's daughter) have failed to locate any material related to such a story. Smith apparently never wrote any of it down.
On 14 July 1965, barely a month before his death, Smith gave written permission to William B. Ellern to continue the Lensman series, which led to the publishing of "Moon Prospector" in 1965 and New Lensman in 1976. Smith's long-time friend, Dave Kyle, wrote three authorized added novels in the Lensman series that provided background about the major non-human Lensmen.
Influence on science and the military
Smith was widely read by scientists and engineers from the 1930s into the 1970s. Literary precursors of ideas which arguably entered the military-scientific complex include SDI (Triplanetary), stealth (Gray Lensman), the OODA Loop, C3-based warfare, and the AWACS (Gray Lensman).
An influence that is inarguable was described in an 11 June 1947 letter to Doc from John W. Campbell (the editor of Astounding magazine, where much of the Lensman series was originally published). In it, Campbell relayed Captain Cal Lanning's acknowledgment that he had used Smith's ideas for displaying the battlespace situation (called the "tank" in the stories) in the design of the United States Navy's ships' Combat Information Centers. "The entire set-up was taken specifically, directly, and consciously from the Directrix. In your story, you reached the situation the Navy was in—more communication channels than integration techniques to handle it. You proposed such an integrating technique and proved how advantageous it could be. You, sir, were 100% right. As the Japanese Navy—not the hypothetical Boskonian fleet—learned at an appalling cost."
One underlying theme of the later Lensman novels was the difficulty in maintaining military secrecy—as advanced capabilities are revealed, the opposing side can often duplicate them. This point was also discussed extensively by John Campbell in his letter to Doc. Also in the later Lensman novels, and particular after the "Battle of Klovia" broke the Boskonian's power base at the end of Second Stage Lensmen, the Boskonian forces and particularly Kandron of Onlo reverted to terroristic tactics to attempt to demoralize Civilization, thus providing an early literary glimpse into this modern problem of both law enforcement and military response. The use of "Vee-two" gas by the pirates attacking the Hyperion in Triplanetary (in both magazine and book appearances) also suggests anticipation of the terrorist uses of poison gases.
The beginning of the story the Skylark of Space describes in relative detail the protagonists research into separation of platinum group residues, subsequent experiments involving electrolysis and the discovery of a process evocative of cold fusion (over 50 years before Stanley Pons and Martin Fleischmann). He describes a nuclear process yielding large amounts of energy and producing only negligible radioactive waste—which then goes on to form the basis of the adventures in the Skylark books. Smith's general description of the process of discovery is highly evocative of Röntgen's descriptions of his discovery of the X-ray.
Another theme of the Skylark novels involves precursors of modern information technology. The humanoid aliens encountered in the first novel have developed a primitive technology called the "mechanical educator", which allows direct conversion of brain waves into intelligible thought for transmission to others or for electrical storage. By the third novel in the series, Skylark of Valeron, this technology has grown into an "Electronic Brain" which is capable of computation on all "bands" of energy—electromagnetism, gravity, and "tachyonic" energy and radiation bands included. This is itself derived from a discussion of reductionist atomic theory in the second novel, Skylark Three, which brings to mind modern quark and sub-quark theories of elementary particle physics.
Literary influences on Smith's writing:
In his 1947 essay "The Epic of Space", Smith listed (by last name only) authors he enjoyed reading: John W. Campbell, L. Sprague de Camp, Robert A. Heinlein, Murray Leinster, H. P. Lovecraft, A. Merritt (specifically The Ship of Ishtar, The Moon Pool, The Snake Mother, and Dwellers in the Mirage, as well as the character John Kenton), C.L. Moore (specifically Jirel of Joiry), Roman Frederick Starzl, John Taine, A.E. van Vogt, Stanley G. Weinbaum (specifically Tweerl), and Jack Williamson.
In a passage on his preparation for writing the Lensman novels, he notes that Clinton Constantinescu's "War of the Universe" was not a masterpiece, but says that Starzl and Williamson were masters; this suggests that Starzl's Interplanetary Flying Patrol may have been an influence on Smith's Triplanetary Patrol, later the Galactic Patrol. The feeding of the Overlords of Delgon upon the life-force of their victims at the end of chapter five of Galactic Patrol seems a clear allusion to chapter twenty-nine of The Moon Pool; Merritt's account of the Taithu and the power of love in chapters twenty-nine and thirty-four also bear some resemblance to the end of Children of the Lens. Smith also mentions Edgar Rice Burroughs, complaining about loose ends at the end of one of his novels.
Smith acknowledges the help of the Galactic Roamers writers' workshop, plus E. Everett Evans, Ed Counts, an unnamed aeronautical engineer, Dr. James Enright, and Dr. Richard W. Dodson. Smith's daughter, Verna, lists the following authors as visitors to the Smith household in her youth: Lloyd Arthur Eshbach, Heinlein, Dave Kyle, Bob Tucker, Williamson, Frederik Pohl, Merritt, and the Galactic Roamers. Smith cites Bigelow's Theoretical Chemistry–Fundamentals as a justification for the possibility of the inertialess drive. There is also an extended reference to Rudyard Kipling's "Ballad of Boh Da Thon" in Gray Lensman.
Sam Moskowitz's biographical essay on Smith in Seekers of Tomorrow states that he regularly read Argosy magazine, and everything by H.G. Wells, Jules Verne, H. Rider Haggard, Edgar Allan Poe, and Edgar Rice Burroughs. Moskowitz also notes that Smith's "reading enthusiasms included poetry, philosophy, ancient and medieval history, and all of English literature." (Smith's grandson notes that he spoke, and sang, German.)
The influence of these is not readily apparent, except in the Roman section of Triplanetary, and in the impeccable but convoluted grammar of Smith's narration. Some influence of nineteenth century philosophy of language may be detectable in the account in Galactic Patrol of the Lens of Arisia as a universal translator, which is reminiscent of Frege's strong realism about Sinn, that is, thought or sense.
Both Moskowitz and Smith's daughter Verna Smith Trestrail report that Smith had a troubled relationship with John Campbell, the editor of Astounding. It is noteworthy that Smith's most successful works were published under Campbell, but the degree of influence is uncertain. The original outline for the Lensman series had been accepted by F. Orlin Tremaine, and Smith angered Campbell by showing loyalty to Tremaine at his new magazine, Comet, when he sold him "The Vortex Blaster" in 1941. Campbell's announcement of Children of the Lens, in 1947, was less than enthusiastic. Campbell later said that he published it only reluctantly, though he praised it privately, and bought little from Smith thereafter.
Derivative works and influence on popular culture:
--Randall Garrett wrote a parody entitled Backstage Lensman which Dr. Smith reportedly enjoyed. Harry Harrison also parodied Smith's work in the novel, Star Smashers of the Galaxy Rangers.
--Garrett also included a reference to Dr. Smith in his Lord Darcy novels; the badge of the Royal Messengers resembles the Lens, and the spell to activate one was devised by a wizard named Dr Edward Elmer.
--Sir Arthur C. Clarke's space battle in Earthlight was based on the attack on the Mardonalian fortress in chapter seven of Skylark Three.
--Steve 'Slug' Russell wrote one of the first computer games, Spacewar!, with inspiration from the space battles from the Lensman series.
--The GURPS role-playing game includes a worldbook based on the Lensman series.
--There is a Japanese Lensman anime, but it is more an imitation of Star Wars than a translation of the Lensman novels. Efforts to print translations of the associated manga in the United States in the early 1990s without payment of royalties to the Smith family were successfully blocked in court by Verna Smith Trestrail with the help of several California science fiction authors and fans.
--In his biography, George Lucas reveals that the Lensman novels were a major influence on his youth. J. Michael Straczynski, creator of the science fiction television series Babylon 5, also has acknowledged the influence of the Lensman books.
--Superman-creator Jerry Siegel was impressed, at an early age, with the optimistic vision of the future presented in Skylark of Space.
--Two members of the Green Lantern Corps are named Arisia and Eddore, and the Guardians and the Power Rings are arguably quite similar thematically to the Arisians and the Lens created by them.
--Ron Howard's Imagine Entertainment and Universal Studios are in negotiation with the Smith estate for an 18-month film rights option on the series
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